Summary
Work History
Education
Skills
Languages
Timeline
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Avilla Drigo

Avilla Drigo

Stoke,Stoke-on-Trent

Summary

  • A well-rounded Compliance Administrator with 5+ years of experience in this fast-paced, confidential, high-pressure, dynamic and deadline-driven industry known as Financial Services Industry.
  • Equipped with strong knowledge of the BVI AML regulations and practices.
  • Solid background in risk management and portfolio analysis. Excellent problem solving skills and sharp interpreting of complex financial data.
  • Assisted in planning, developing and implementing many compliance programs and trainings.

Work History

Compliance Analyst

Harneys Westwood & Riegels
Road Town, Virgin Islands
01.2023 - Current
  • Administrative filing and View Point inputting duties
  • Perform all the daily Conflict check requests. Receive and process due diligence documents for both legal and fiduciary matters
  • Populate or custom clients/matters file report from VP system regularly.
  • Perform internet checks, world checks and sanction checks for individual and corporations.
  • Review current KYC missing files – Clean-up project. Create or update compliance information on directors, shareholders and beneficial owners’ master files and database where required.
  • Perform excel input for Compliance reporting.
  • Assistance with basic queries from staff and other duties or projects as may be assigned by the Compliance Officer/ MLRO.

COMPLIANCE ADMINISTRATOR

TMF BVI Ltd
Road Town, Virgin Islands
01.2020 - 01.2023
  • Review and Assess Eligibly Introduced Hong Kong clients (high & low risk cases) - respond to client's requests (trigger events).
  • A report/break down of El high-risk cases are prepared and sent to the Compliance Officer for review that is sent to the NBAC for approval. A list of companies approved is provided to the Compliance Officer on a weekly basis.
  • Team secretary - minutes and write report for Team Weekly Meetings, trainings attendance, etc. Conduct ongoing reviews for end user client (EUC) companies risk rated as low risk.
  • Projects worked on & completed - Review 2021 high risk and PEP logs to ensure that they remain active. Daily manual filing of BOSS. Provide updates to the CCO on regulatory updates from FSC, FIA & ITA to assist with monthly board report.
  • Compliance Monitoring Program - this includes completing tests for the CDD/EDD including PEP reviews conducted (bi-annually), Declined Business Reviews (quarterly) and Third-Party Alliance (annually).

Compliance Assistant

Tricor Services BVI Limited
Road Town, Virgin Islands, British
04.2019 - 12.2019
  • To assist the Compliance Officer to implement, supervise and put into effect, a comprehensive Compliance Programme for The Group.
  • To assist with the implementation of any compliance regulatory projects, including the updating of staff members of any changes, reviewing files, updating of information, client contact and providing management information to the Compliance Officer and Senior Management.
  • To act as a point of contact for members of staff in respect of suspicious transaction reports in the absence of the Compliance Officer.
  • Assist the Compliance Officer to annually update the Compliance Manual to be used as the guidebook for the implementation of the
  • Compliance Programme for the Group and with any changes.
  • Assist in the training of members of staff for the annual anti-money laundering training and any other training as and when required. To review and risk rate all current entities for the Tricor Group and ensure that all due-diligence is up to date.
  • To liaise with clients and members of staff within the Group and to provide the same with guidance on procedures, interpretation of regulations and Group policy in the Compliance Officer's absence.
  • To act as an interface, verbally and in writing with the Regulator and any other BVI local competent authorities when necessary.
  • To assist the Compliance Officer with the monitoring of new developments within financial Regulations.

Corporate Administrator

OMC Company Limited
Charlestown, Nevis
02.2018 - 01.2019
  • Responsible for IBC's, LLC's, Trust, Foundation and Insurance Companies incorporation/formation and checking for legal compliance as well as missing corporate records.
  • Processing of all Post-incorporation requests. Prepare courier for clients as instructed.
  • Forward requests to lawyers for legal opinions.
  • Interface directly with clients (previous approved by head office), regulators, lawyers and senior management.
  • Train the junior staff members in all areas of formation, management and maintenance of IBC, s, Trust, Foundation, LLCs and Insurance Companies.
  • To act as authorized signatory to the company's local bank accounts as required from time to time.
  • To act as Director in IBCs, Foundations and LLCs where the company administer services as required from time to time.

Compliance Administrator

Harneys Westwood and Riegels
Road Town, Virgin Islands, British
05.2017 - 02.2018
  • Reviewing and processing due diligence documents for all "New Business" and Legal Matters
  • Reviewing of current KYC files for "New Business" and Legal Matters
  • Researching companies to prevent money laundering
  • Client and employee conflicts for Legal Matters
  • Eligible introducer/ qualified intermediary recording
  • Liaising with internal staff and third parties regarding general compliance matters
  • Ensuring that the compliance database is updated in a timely manner
  • Reporting on level of company file complicity
  • Assisting with the design and implementation of administrative process and procedures in adherence to firm policy
  • Filing and administrative duties

Accounts Payable Administrator

Trident Trust Company Limited
Road Town, Virgin Islands, British
04.2016 - 04.2017
  • All Account Payables (Checks & Wire transfers)
  • Payment of License Fees to BVI Financial Services Commission for all companies
  • Payment and processing all Company restoration requests
  • Payment of Restoration Fees to BVI FSC for all companies
  • Filing of Registered Directors

Senior Accounts Clerk

Nagico Insurance
Road Town, Virgin Islands, British
11.2013 - 03.2016
  • Bank Reconciliation and Production Reports
  • Responsible for Accounts Receivables Responsible for Account Payables Recording & Reconciling of Daily Receipts Debit, Credit & General Journal entries
  • Inventory of Checks, Vouchers books, Deposit books & Agent receipt books Maintain and update the procedure manuals for tasks assigned

Education

Diploma of Higher Education - Business Administration

Washington Archibald High School
Basseterre, St. Kitts
09.2006 - 07.2011

A-Levels - Associates Degree in Business Management

Clarence Fitzroy Bryant College
Basseterre, St. Kitts
09.2011 - 07.2013

Skills

  • Risk management
  • Reporting skills
  • Compliance understanding
  • Fraud investigation
  • Microsoft Word, Excel and PowerPoint

Languages

English
Native

Timeline

Compliance Analyst

Harneys Westwood & Riegels
01.2023 - Current

COMPLIANCE ADMINISTRATOR

TMF BVI Ltd
01.2020 - 01.2023

Compliance Assistant

Tricor Services BVI Limited
04.2019 - 12.2019

Corporate Administrator

OMC Company Limited
02.2018 - 01.2019

Compliance Administrator

Harneys Westwood and Riegels
05.2017 - 02.2018

Accounts Payable Administrator

Trident Trust Company Limited
04.2016 - 04.2017

Senior Accounts Clerk

Nagico Insurance
11.2013 - 03.2016

A-Levels - Associates Degree in Business Management

Clarence Fitzroy Bryant College
09.2011 - 07.2013

Diploma of Higher Education - Business Administration

Washington Archibald High School
09.2006 - 07.2011

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Avilla Drigo