Hi, I’m
ABIGALE SIMMONS, MICA
Compliance Analyst
Road Town
"The time is always right, to do what is right."
Martin Luther King Jr.
Overview
7
years of professional experience
5
Compliance Analyst
1
Certificate
Work History
Ascentium Fiduciary (Formerly Harneys Fiduciary)Road Town, British Virgin Islands
Compliance Analyst
04.2021 - Current
Job overview
- Conducting periodic reviews for high-risk and standard entities
- Mentored junior analysts and new employees, fostering skill development in regulatory analysis and reporting techniques.
- Reviewed and analyzed client documentation for compliance with jurisdictional regulations.
- Answering client queries and complaints
- Conducting reviews on entities that wish to be liquidated, restored, change of beneficial owner/director, transfer out and incorporating new businesses
- Request relevant and up-to-date CDD for entities and all directors, shareholders, and beneficial owners.
- Ensure all high-risk clients, PEP associations and companies have received approval from the MLRO/DMLRO.
- Inform the MLRO/SM of any change in status to a client or company that carries a reputational risk
- Batch screening for adverse media
- Conduct risk-assessments
- Conduct SARs
- Complete Production Orders received from competent authorities
FirstCaribbean International Bank
Customer Service Representative
05.2019 - 04.2021
Job overview
- Improved understanding of financial statements, which helped in assessing risk.
- Provide primary customer support to internal and external customers in a fast-paced environment.
- Supported KYC processes for prospective and existing customers.
- Process transactions on a day-to-day basis with 100% accuracy.
- Attend to customer complaints and process product return or replacement requests.
- Ability to work as a team in a fast-paced environment.
- Comprehensive understanding of FirstCaribbean retail banking products and services
Education
H. Lavity Stoutt Community College Paraquita Bay
Associate from Business Administration And Management
06-2019
Skills
- Proficient written and oral communication
- Creative problem solving
- Time management
- Compliance regulations
- Compliance inspections
- KYC monitoring
- Maintaining compliance
- Due diligence monitoring
- Documentation skills
- Compliance monitoring
- Anti-money laundering
- Reporting skills
Availability
See my work availability
Not Available
Available
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Accomplishments
- Won the Q3 award as having no cash difference.
- Won the Q3 award 2019 and Q1, Q2, Q3 award 2020 as being the top CSR.
Certification
Advanced Certificate in Governance Risk and Compliance
Affiliations
- International Compliance Association (ICA)
Timeline
Compliance Analyst
Ascentium Fiduciary (Formerly Harneys Fiduciary)
04.2021 - Current
Customer Service Representative
FirstCaribbean International Bank
05.2019 - 04.2021
H. Lavity Stoutt Community College
Associate from Business Administration And Management
Summary
Experienced with regulatory compliance and risk management. Utilizes analytical thinking to identify and address potential compliance issues. Track record of effective policy implementation and communication.